JOSEPH N. LAPLANTE, District Judge.
This action presents the question of whether private citizens can enforce certain requirements that federal law imposes on the states as a condition of funding for foster care and adoption services. The plaintiffs claim that, in violation of these requirements, the New Hampshire Department of Health and Human Services (and other defendants) removed the plaintiffs' minor children from their home, placed them in different foster homes from each other, and failed to place them with foster families "who respected and followed [the childrens'] religious, ethnic or cultural background."
The plaintiffs, proceeding pseudonymously as BK (the childrens' father) and SK (the childrens' mother), and acting on behalf of themselves and their children, are practicing Hindi. Nevertheless, they allege that their children were placed with foster families who served them beef and took them to Christian religious services, in contravention of the plaintiffs' religious beliefs. They claim that this violated federal law requiring, as a condition of federal funding for state child welfare plans, a state's "diligent recruitment of potential foster and adoptive families that reflect the ethnic and racial diversity of children in the State for whom foster and adoptive homes are needed." 42 U.S.C. § 622(b)(7). The plaintiffs also claim that the foster care placements violated their free exercise rights under the First Amendment to the Constitution. They further claim that, through the foster placements, the defendants violated other statutory requirements for "reasonable efforts" as a condition of federal funding for state foster programs, including "to preserve and reunify families," id. § 671(a)(15)(B), and "to place siblings removed from their home in the same foster care," id. § 671(a)(31)(A). Finally, the plaintiffs claim that the defendants negligently inflicted emotional distress on SK.
The defendants, who include the New Hampshire Department of Health and Human Services, its Division for Children, Youth and Families, one of its district offices, and a number of their employees, have moved to dismiss the plaintiffs' complaint for failure to state a claim.
Following oral argument, the defendants' motion is granted in part and denied in part. The defendants are correct that the statutory funding requirements invoked by the plaintiffs, which require state foster care plans to provide for "reasonable efforts" or "diligent recruitment," are not the sort of clear congressional mandates that create privately enforceable rights and therefore cannot provide the basis for relief here. The defendants are also correct that the plaintiffs have failed to allege a claim for negligent infliction of emotional distress on behalf of SK, because they do not allege that any of the defendants owed her a duty. The defendants are incorrect, though, that the plaintiffs have failed to state a statutory basis for recovering for the defendants' alleged violations of their First Amendment rights, because the amended complaint specifically cites just that vehicle, 42 U.S.C. § 1983.
A motion for judgment on the pleadings under Rule 12(c) is evaluated under essentially the same standard as a Rule 12(b)(6) motion for failure to state a claim. See, e.g., Simmons v. Galvin, 575 F.3d 24, 30 (1st Cir.2009). To survive such a motion, the "complaint must contain factual allegations that `raise a right to relief above the speculative level, on the assumption that all the allegations in the complaint are true.'" Id. (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555, 127 S.Ct. 1955, 167 L.Ed.2d 929 (2007)). In determining whether the complaint meets that standard, the court must construe the complaint's allegations in the light most favorable to the plaintiff, drawing all reasonable inferences in the plaintiff's favor. Id.; see also Perez-Acevedo v. Rivero-Cubano, 520 F.3d 26, 29 (1st Cir.2008). The following facts are set forth accordingly.
BK and SK, who were born in India, "are firm believers of the Hindu faith and actively practice its teachings," including treating "the cow as sacred" and not "eating beef, eating from cookware or dishes used to serve or cook beef," or "residing in households in which beef is consumed." Their minor children, identified as "MG," "KK," and "B," have been "brought up in a home in which the cow was treated as a sacred animal and they have followed their belief throughout their lives."
At some point (the amended complaint does not say when), the plaintiffs' children were removed from their home and each was placed with a different foster family. This was accomplished by the DCYF's Claremont District Office, through its director, Mary-Ann Babic-Keith, one of its assistant directors, Mark Rissala, and two of its social workers, Jeszadiah Eisenberg and Susan Holdsworth. The plaintiffs allege that, though their religious faith was well-known to Rissala, Eisenberg, and Holdsworth, the children were placed with foster families who "did not recognize [their] beliefs and [who], in fact, violated them by cooking, consuming, and serving beef."
In response, SK "offered to cook and supply food for the children" to eat while in foster care, but, the plaintiffs say, Eisenberg "rejected that offer out of hand."
The plaintiffs further allege that "two of the children were placed in homes where they were taken to a Christian church almost weekly," including KK, who was placed in the home of "a minister, who had in the past tried to covert [sic]" BK. The plaintiffs say that, when they brought this, and their children's exposure to beef while in foster care, to Rissala's attention, he claimed there were no other foster homes available—which the plaintiffs find hard to believe because they "reside in an area of New Hampshire which has residents from a multitude of relgions [sic], cultures and ethnicity [sic]."
Finally, the plaintiffs allege that SK, in particular, suffered severe emotional distress—requiring her hospitalization—not only over the removal of her children from her home, but through the actions of certain defendants while the children were in their foster placements. In addition to the defendants' failure to intervene in the foster families' alleged violations of the childrens' religious beliefs, as just discussed, the plaintiffs claim that Eisenberg "interfere[d]" with the childrens' visits to SK in the hospital by interrupting their conversations.
The plaintiffs' amended complaint is in six separately numbered counts:
The plaintiffs seek compensatory and punitive damages. They do not seek any prospective relief.
As noted at the outset, the defendants move to dismiss the plaintiffs' complaint because (A) they allege "no statutory vehicle for redress" of their First Amendment claims, (B) they cannot bring claims under federal statutes that impose requirements on state foster programs receiving federal funding, because those statutes do not create any privately enforceable rights, and (C) they fail to state a claim for negligent infliction of emotional distress. As explained fully infra, the defendants' second and third arguments are correct, but their first argument is not.
The defendants argue that counts 1 and 2, alleging violations of the plaintiffs' First Amendment rights, fail to state a claim for relief because "the U.S. Constitution does not provide a private right of action," and
The defendants' argument for dismissal, then, is obviously not that the plaintiffs cannot bring claims against the defendants under § 1983 for violations of the plaintiffs' First Amendment rights. So it must be that the plaintiffs have failed to cite § 1983. This was true of the plaintiffs' original complaint, which contained counts 1 and 2, but not count 3, which, as described supra, specifically makes a claim under § 1983 for the same actions that counts 1 and 2 allege to have violated the plaintiffs' First Amendment rights. Yet, despite the filing of the amended complaint, see note 1, supra, the defendants have reinstated their motion to dismiss in its entirety, including the argument that the plaintiffs have asserted no statutory vehicle for redress of the alleged First Amendment violations. They were not required to in the first place, see Morales-Vallellanes v. Potter, 339 F.3d 9, 14 (1st Cir.2003) ("A complaint need not point to the appropriate statute or law in order to raise a claim for relief") (quotation formatting omitted), but in any event they have now. The motion to dismiss counts 1 and 2 on this basis is denied.
The defendants seek to dismiss counts 4 and 5 of the amended complaint, asserting claims against them for violating federal statutes that impose requirements on state foster programs receiving federal funding, namely 42 U.S.C. §§ 671(a)(15)(B), 671(a)(31), and 622(b)(7), because those statutes do not create any privately enforceable rights. Because there is no express statutory authorization for private citizens to bring suit under any of these provisions, the plaintiffs may do so here only if the statutes imply a private right of action, or create a right enforceable under § 1983. See, e.g., Gonzaga Univ. v. Doe, 536 U.S. 273, 283-84, 122 S.Ct. 2268, 153 L.Ed.2d 309 (2002). This court agrees with the defendants that none of the provisions in question here does either.
One of the statutes invoked by the plaintiffs, § 671(a), was initially enacted as part of the Adoption Assistance and Child Welfare Act of 1980, which amended certain provisions of the Social Security Act. See Pub. L. 96-272, Tit. 1, § 101(a)(1), 94 Stat. 500, 503 ("AACWA").
The first of these provisions, § 671(a)(15)(B), requires a state plan to provide for "reasonable efforts shall be made to preserve and reunify families (i) prior to the placement of the child in foster care, to prevent or eliminate the need for removing the child from the child's home; and (ii) to make it possible for a child to return safely to the child's home." As the defendants point out, the Supreme Court held in Suter v. Artist M., 503 U.S. 347, 364, 112 S.Ct. 1360, 118 L.Ed.2d 1 (1992), that "42 U.S.C. § 671(a)(15) neither confers an enforceable private right on its beneficiaries nor creates an implied cause of action on their behalf" and therefore cannot serve as the basis for a private lawsuit.
That is not entirely the end of the story, however. Following the Suter decision, Congress enacted the Improving America's Schools Act of 1994. See Pub. L. 103-382, 108 Stat. 3518. This act stated, in relevant part, that:
Id. tit. V, part E, § 555(a), 108 Stat. at 4057-58 (codified at 42 U.S.C. § 1320a-2). As discussed infra, courts have differed on how to apply § 1320a-2 to various provisions of the Social Security Act. They have not differed, however, on how to apply the express statement that § 1320a-2 "is not intended to alter the holding of [Suter] that section [671(a)(15)] of the Act is not enforceable in a private right of action." See, e.g., Carson P. ex rel. Foreman v. Heineman, 240 F.R.D. 456, 539 (D.Neb. 2007); Jeanine B. ex rel. Blondis v. Thompson, 877 F.Supp. 1268, 1283 (E.D.Wis.1995). That holding, then, is fatal to the plaintiffs' claim under § 671(a)(15)(B), notwithstanding § 1320a-2. The defendants' motion to dismiss count 4 insofar as it makes a claim under that section is granted.
The plaintiffs also seek relief under a different provision imposing requirements on state foster care plans as a condition of federal funding, § 671(a)(31). In relevant part, that subsection requires that such a plan:
There does not appear to be any case law discussing whether this provision (which is relatively new, having been enacted in 2008, see note 4, supra) implies a private right of action or a right enforceable under § 1983. The defendants argue that § 671(a)(31) does neither. The court agrees.
The Supreme Court has explained that "[a] court's role in discerning whether personal rights exist in the § 1983 context should . . . not differ from its role in discerning whether personal rights exist in the implied right of action context." Gonzaga, 536 U.S. at 285, 122 S.Ct. 2268. Thus, "where the text and structure of a statute provide no indication that Congress intends to create new individual rights, there is no basis for a private suit, whether under § 1983 or under an implied right of action." Id. at 286, 122 S.Ct. 2268. Moreover, "if Congress wishes to create new rights enforceable under § 1983, it must do so in clear and unambiguous terms—no less and no more than what is required for Congress to create rights enforceable under an implied private right of action." Id. at 290, 122 S.Ct. 2268.
As already noted, the Supreme Court held in Suter that "Congress did not intend to create a private remedy for enforcement of the `reasonable efforts' clause" of § 671(a)(15), which "neither confers an enforceable private right on its beneficiaries nor creates an implied cause of action on their behalf." 503 U.S. at 364, 112 S.Ct. 1360. In reaching this conclusion, the Court relied on the fact that, aside from the text of the provision itself,
Id. at 360, 112 S.Ct. 1360. The Court observed that § 671(a)(15)'s "`reasonable efforts' clause is not similarly worded" to other provisions in the AACWA that "impose precise requirements on the States." Id. at 361 n. 12, 112 S.Ct. 1360 (citing, as an example, 42 U.S.C. § 672(e), which disallows federal payments for a child voluntarily placed in foster care for more than 180 days absent a judicial determination that it is in the child's best interests).
The Court explained that, while it is "well established that Congress has the power to fix the terms under which it disburses federal money to the States" under the Spending Clause of the Constitution, Congress "must do so unambiguously." Id. at 356, 112 S.Ct. 1360. Thus, the Court noted, it had previously held that a federal statute, setting conditions on the receipt of federal funds, that "did not provide such unambiguous notice to the States" did not, for that reason, "confer an implied cause of action." Id. (discussing Pennhurst State Sch. & Hosp. v. Halderman, 451 U.S. 1, 24, 101 S.Ct. 1531, 67 L.Ed.2d 694 (1981)).
These observations as to the "reasonable efforts" clause of § 671(a)(15) apply with equal force to the "reasonable efforts" clause of § 671(a)(31). As in the case of § 671(a)(15), the ACCWA provides no guidance apart from the subsection itself on what those "reasonable efforts" entail and, indeed, § 671(a)(31) contains other "directive[s] whose meaning will obviously vary with the circumstances of each individual case," including an exception for joint sibling placements when they "would be contrary to the safety or well-being of any of the siblings," and a provision for "frequent visitation or other ongoing interaction between the siblings" if they are not jointly placed. Like § 671(a)(15), then, § 671(a)(31) is in contrast to other provisions of the ACCWA—including other provisions of § 671(a) itself—that impose more precise requirements on states as a condition of federal funding.
Furthermore, while the provisions of § 671(b) relied on by the Suter Court as vesting enforcement authority in the Secretary of Health and Human Services have since been deleted, they were replaced by a provision to essentially the same effect. Social Security Act Amendments of 1994,
Of course, reasoning by analogy to Suter is less than straightforward because of § 1320a-2, the Congressional response to the decision. As one court has observed, "courts have not uniformly interpreted the meaning of § 1320a-2": some have read it "as requiring lower courts to apply pre-Suter case law," while others have rejected that approach. Carson P., 240 F.R.D. at 538 (citing cases). Our court of appeals does not appear to have decided the issue: in a decision in the wake of the statute, the court "assume[d] that Congress intended that § 1320a-2 serve to resurrect the Wilder test, with no Suter overlay," but did not discuss the issue further. Visiting Nurse Ass'n of N. Shore, Inc. v. Bullen, 93 F.3d 997, 1003 n. 5 (1st Cir.1996).
The plaintiffs themselves seem to endorse the majority interpretation of § 1320a-2.
This clause does not, by its terms, require a return to "pre-Suter case law." To the contrary, it allows courts to follow Suter except insofar as it applied "grounds for determining the availability of private actions to enforce State plan requirements" not applied in the Court's prior decisions.
Under this majority interpretation of § 1320a-2, the statute does not prevent this court from concluding, based on the aspects of Suter just discussed at length, that § 671(a)(31) creates no privately enforceable rights. Those aspects of Suter—that the absence of a clear standard and the presence of other enforcement mechanisms in a federal statute indicate that Congress did not intend it to bestow such a right—were left unscathed by § 1320(a)(2), at least under the majority view.
Furthermore, even if § 1320(a)(2) does, as a minority of courts have ruled, require them to "rewind the clock and look to cases prior to Suter to determine the enforceability of other provisions under the [AACWA]," Jeanine B., 877 F.Supp. at 1283, even those Supreme Court cases foreclose the conclusion that § 671(a)(31) creates a privately enforceable right. That much is clear from the Supreme Court's more recent decision in Blessing v. Freestone, 520 U.S. 329, 340-41, 117 S.Ct. 1353, 137 L.Ed.2d 569 (1997), which set forth factors to which the Court has "traditionally looked . . . when determining whether a particular statutory provision gives rise to a federal right"—and did so, coincidentally or not, with reference solely to pre-Suter case law. Of particular relevance here, the Court held that "the plaintiff must demonstrate that the right assertedly protected by the statute is not so `vague and amorphous' that its enforcement would strain judicial competence," id. (quoting Wright v. City of Roanoke Redev.
For the reasons already discussed, § 671(a)(31) flunks these tests. First, trying to enforce the right for which the plaintiffs invoke it—"reasonable efforts. . . to place siblings removed from their home in the same foster care unless the State documents that such a joint placement would be contrary to the safety or well-being of any of the siblings"—would "strain judicial competence," because the right would be "vague and amorphous." Second, while the plaintiffs emphasize the mandatory language of § 671(a)(31)—"that reasonable efforts shall be made"—that provision cannot be read in isolation. The section of the Social Security Act empowering the Secretary to enact regulations to review state foster care programs, as discussed supra, allows those regulations to provide for the withholding of funds only if "the program fails substantially to . . . conform" with, among other requirements, those of § 671(a). 42 U.S.C. § 1320a-2a(b)(3)(A) (emphasis added).
Taken separately, then, the unspecific standard of § 671(a)(31) and the "substantial conformity" test used by the Secretary in enforcing it both contraindicate any congressional intent that the provision create privately enforceable rights. Taken together, though, they make that conclusion even stronger. As our court of appeals has observed, finding no privately enforceable right in a Medicaid Act requirement that a state plan "provide such methods and procedures . . . to assure that payments are consistent with efficiency, economy, and quality of care," 42 U.S.C. § 1396a(a)(A)(30), "the generality of the goals and the structure for implementing them suggests [sic] that plan review by the Secretary is the central means of enforcement intended by Congress." Long Term Care, 362 F.3d at 58 (citing Gonzaga, 536 U.S. at 292, 122 S.Ct. 2268 (Breyer, J., concurring)). Justice Breyer explained in his Gonzaga concurrence that such a scheme expresses a preference for "the expertise, uniformity, widespread consultation, and resulting administrative guidance that can accompany agency decisionmaking" over "the comparative risk of inconsistent interpretations and misincentives that can arise out of an occasional inappropriate application of the statute in a private action." 536 U.S. at 292, 122 S.Ct. 2268.
Importantly, this reasoning is unaffected by § 1320a-2, even under the minority view that it restricts courts to pre-Suter case law in analyzing Social Security Act provisions for privately enforceable rights. Again, Blessing set forth the relevant requirements for finding such a right—that it be set forth in unambiguous and mandatory terms—solely by reference to the Court's pre-Suter case law. Long Term
Other courts of appeals have followed suit. The court in Watson v. Weeks, 436 F.3d 1152, 1162-63 (9th Cir.2006), held, while acknowledging § 1320a-2, that another provision of the Medicaid Act (requiring that "a state plan for medical assistance must include reasonable standards for determining eligibility" (parenthetical omitted)) did not create a privately enforceable right because "it is too vague and amorphous for judicial enforcement."
So, even if § 1320a-2 does require courts to apply only the Supreme Court's pre-Suter case law in deciding whether provisions of the Social Security Act create privately enforceable rights, that case law compels the conclusion that § 671(a)(31) does not do so. The provision's text and surrounding structure simply "provide no indication that Congress intend[ed] to create new individual rights." Gonzaga, 536 U.S. at 286, 122 S.Ct. 2268. The defendants' motion to dismiss count 4 insofar as it asserts a claim under that provision is granted.
For nearly identical reasons, the third section of the Social Security Act invoked by the plaintiffs, 42 U.S.C. § 622(b)(7), also does not create any privately enforceable rights.
The term "diligent recruitment" provides no more guidance or notice to states on what is required of them than the term "reasonable efforts" in §§ 671(a)(15) and (31). Furthermore, like § 671(a)(31), § 622(b)(7) contains other phrases ("potential foster and adoptive families," "the ethnic and racial diversity of children in the state") that defy ready definition, or judicial application, but are left undefined by the statute. Also like §§ 631(a)(15) and (31), § 622(b)(7) is contained within a part of the Social Security Act (part E of subchapter 4, see note 13, supra) that is enforceable by the Secretary under § 1320a-2a—which, again, limits his ability to withhold funds to cases where "substantial
Finally, the defendants have moved to dismiss the plaintiffs' claim for "negligent and reckless infliction of emotional distress." As described in Part II, supra, SK claims that the defendants caused her emotional distress, not only by removing her children from her home, but also by failing to intervene in the foster families' violations of the children's religious beliefs, and also by interfering in the children's visits to her in the hospital. The defendants argue that the plaintiffs have not stated a claim for negligent infliction of emotional distress because, among other things, they have failed to establish that the defendants owed a duty to SK.
The defendants are correct on that point. There is no question that a claim for negligent infliction of emotional distress, like any other negligence claim, demands the existence of a duty from the defendant to the plaintiff. See Corso v. Merrill, 119 N.H. 647, 651-54, 406 A.2d 300 (1979). As this court has previously observed, public agencies and their employees do not acquire a duty to a parent by taking custody of his or her child; they acquire a duty to the child.
For the foregoing reasons, the defendants' reinstated motion to dismiss (document no. 43) is GRANTED as to counts 4-6 of the amended complaint, but DENIED as to counts 1-3. Because the defendants have already answered the amended complaint, see note 1, supra, the parties shall confer and submit a joint discovery plan as required by Fed.R.Civ.P. 26(f) and L.R. 26.1 by